112 results
8-K
EX-10.1
CSWC
Capital Southwest Corp.
21 Mar 24
Entry into a Material Definitive Agreement
4:47pm
Funding Date.
“DOL Regulations” means regulations promulgated by the U.S. Department of Labor at 29 C.F.R. § 2510.3 101, as modified by Section 3(42 … , department or instrumentality of any such government or political subdivision, or any court, tribunal, grand jury or arbitrator, in each case whether foreign
8-K
EX-10.1
CSWC
Capital Southwest Corp.
2 Aug 23
Entry into a Material Definitive Agreement
4:04pm
to, or subject of, sanctions administered by the United States Department of the Treasury’s Office of Foreign Assets Control (“OFAC”), any other United States … of America Governmental Authority, the U.S. Department of State, the European Union, Her Majesty’s Treasury, the United Nations Security Council
424B2
CSWC
Capital Southwest Corp.
8 Jun 23
Prospectus for primary offering
5:21pm
that could produce U.S. source interest or dividends, the U.S. Treasury Department has indicated its intent to eliminate this requirement … types of income to foreign financial institutions (“FFIs”) unless such FFIs either (i) enter into an agreement with the U.S. Department of the Treasury
8-K
EX-1.1
CSWC
Capital Southwest Corp.
8 Jun 23
Entry into a Material Definitive Agreement
4:45pm
administered or enforced by the U.S. government (including, without limitation, the Office of Foreign Assets Control of the U.S. Treasury Department or the U.S … . Department of State and including the designation as a “specially designated national” or “blocked person”), the United Nations Security Council
424B2
CSWC
Capital Southwest Corp.
7 Jun 23
Prospectus for primary offering
8:21am
that could produce U.S. source interest or dividends, the U.S. Treasury Department has indicated its intent to eliminate this requirement … institutions (“FFIs”) unless such FFIs either (i) enter into an agreement with the U.S. Department of the Treasury to report certain required information
8-K
EX-1.1
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17 Nov 22
Entry into a Material Definitive Agreement
4:03pm
424B2
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15 Nov 22
Prospectus for primary offering
4:34pm
424B2
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14 Nov 22
Prospectus for primary offering
4:20pm
8-K
EX-10.1
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12 May 22
Entry into a Material Definitive Agreement
4:32pm
8-K
EX-1.1
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9 Nov 21
Entry into a Material Definitive Agreement
4:03pm
424B2
2707x
5 Nov 21
Prospectus for primary offering
4:07pm
424B2
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4 Nov 21
Prospectus for primary offering
8:19am
424B2
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2 Nov 21
Prospectus for primary offering
5:30pm